Self-as-an-End
ZFCρ Series · Paper XLVII

Character-Refined Prime Input, Shell-Depth Lemma, and Parity-Mediated PCF₂

Han Qin (秦汉)  ·  ORCID: 0009-0009-9583-0018
DOI: 10.5281/zenodo.19323564

Abstract

Paper 46 reduced the conditional closure of H' to four hypotheses (UBPD, PMH-DS, PCF, RT). This paper advances on three fronts.

First, η(p) = ρ_E(p) - λ·log p exhibits systematic non-uniformity across residue classes (Q=12 between-class variance is 17.6% of total), arising from the small-factor structure of p-1. This motivates upgrading scalar PMH-DS to character-refined CR-PMH-DS(12) — scalar is already an excellent approximation (residual ≈ -0.504, x-independent), CR is the structurally correct theoretical form. A further strategic reduction: Conjecture 2 requires only first- and second-order cumulants, so full PMH-DS reduces to CR-PMH-DS₂ (controlling only character-projected prime sums of η and η²).

Second, the Shell-Depth Lemma: θ = log N - log n has log-mgf independent of k in leading order (A₁(u) = 0) under Ω=k conditioning. Proof uses Sathe-Selberg counting ratio + partial summation. This rewrites the PCF architecture — θ is not the source of PCF's k-linear main term.

Third, the finite-window local slope of μ⁻ (+0.077/k at N=10⁷) decomposes precisely into two sources: θ's O(1/log x) correction (46%) and ξ⁻'s O(1) parity-driven shift (54%). The parity constraint mechanism: high Ω(n) → n even → n-1 odd → P⁻(n-1) larger → η more positive → ξ⁻ positive shift. Conditioning changes ξ⁻'s center through the parity chain but does not change its spread (Var(ξ⁻) ≈ 1.0, k-independent).

PCF₂ numerically confirmed: μ⁻ = λ·log x + O(k) ✓, Var⁻(f) = O(1) ✓. At the theorem level, the remaining gap for H' is: proof of CR-PMH-DS₂ + strictification of parity shift + UBPD + RT.

Keywords: integer complexity, ρ-arithmetic, character-refined PMH, shell-depth, parity constraint, predecessor drift, Conjecture 2, H' closure

§1 Introduction

1.1 The problem

Paper 46 (DOI: 10.5281/zenodo.19303511) reduced H' to four hypotheses: UBPD, PMH-DS, PCF, RT. This paper advances on three fronts: (1) character refinement and second-order reduction of PMH-DS, (2) Shell-Depth Lemma, (3) parity-mediated PCF architecture.

1.2 A priori principles

(P1) η and residue class are systematically linked. ρ_E(p) = ρ_E(p-1)+1; small factors of p-1 are determined by p mod q.

(P2) The link does not block PMH. β(t) absorbs the principal character; residue bias enters log L(s,χ) for non-principal χ. Same order in t ≠ same order in singularity.

(P3) PMH is an external mathematical input.

(P4) θ-mediated separation. f(n-1) = λ·(log N - θ) + ξ⁻(n). θ's leading-order k-drift is zero (Shell-Depth Lemma); finite-N correction is O(1/log x). ξ⁻ has an O(1) parity-driven shift.

(P5) Variance orthogonal, mean non-orthogonal. Var(ξ⁻) is k-independent; E[ξ⁻] has k-drift.

(P6) θ is k-independent in leading order. Shell-Depth Lemma.

(P7) μ⁻ slope = θ contribution + ξ⁻ contribution. +0.077 = 0.035 + 0.042.

(P8) ξ⁻ positive drift from parity constraint. High Ω(n) → n even → n-1 odd → P⁻(n-1) large → η positive.

(P9) ξ(n) negative drift from small-prime dominance. High Ω = small primes → η negative.

1.3 Notation

As in Paper 46. Additional:

η(p) := ρ_E(p) - λ·log p (centered prime residual).

ξ and ξ⁻ definitions (both centered relative to current n):

ξ(n) := f(n) - λ·log n

ξ⁻(n) := f(n-1) - λ·log n (not f(n-1) - λ·log(n-1))

This ensures f(n) = λ·(log N - θ) + ξ(n) and f(n-1) = λ·(log N - θ) + ξ⁻(n) share the same θ, making the decomposition check an exact identity.

Characters mod 12: χ₀ (principal), χ₃, χ₄, χ₁₂. Theoretical definition of c_χ(t): harmonic-prime Fourier coefficient c_χ(t) ~ lim_{x→∞} [1/log log x]·Σ_{p≤x, p∤Q} e^{tη(p)}·χ̄(p)/p. Numerical approximation uses classwise empirical mean c_χ^{emp}(t).

1.4 Main results

(1) η(p) residue-class non-uniformity. Q=12 between/total = 17.6%.

(2) CR-PMH-DS₂(12). Second-order character-refined prime input. Numerically verified.

(3) Shell-Depth Lemma (theorem-level). log E[e^{-uθ} | Ω=k] = -log(1+u) + O(ε_x + 1/log x).

(4) μ⁻ slope decomposition + parity constraint.

(5) PCF₂ numerically confirmed. μ⁻ = O(k) ✓, Var⁻ = O(1) ✓.

§2 Residue-Class Structure of η(p)

2.1 Data (N = 10⁷)

qbetween/totalCorr(η, χ)
312.2%-0.349
45.2%-0.228
1217.6%

2.2 Classwise η (Q=12)

a mod 12E[η]Var[η]
1-0.4230.548
5+0.0630.483
7-0.1280.533
11+0.4870.483

Structural explanation (P1): p ≡ 1 mod 3 ⟹ 3|p-1 ⟹ p-1 has small factor ⟹ ρ_E(p-1) smaller ⟹ η more negative.

2.3 Character coefficients

χc^{emp}(0)c'^{emp}(0)c''^{emp}(0)
χ₀1.0000.0000.621
χ₃0.000-0.2750.017
χ₄0.000-0.180-0.014
χ₁₂0.000+0.0320.103

c_χ(0) = 0 for χ ≠ χ₀ (character orthogonality). Residue bias enters log L(s,χ) for non-principal χ. Same order in t ≠ same order in singularity.

§3 CR-PMH-DS₂(12)

3.1 Strategic reduction

Conjecture 2 uses only first- and second-order cumulants. Full PMH-DS far exceeds requirements.

3.2 Correct form

CR-PMH-DS(12):

Σ_{p∤12} e^{t·η(p)} / p^w = β(t)·log(1/(w-1)) + Σ_{χ≠χ₀} c_χ(t)·log L(w,χ) + H₁₂(w,t)

H₁₂ analytic in Re(w) > 1-δ.

Key (P2): c_χ(t) and β(t)-1 are both O(t), but multiply different singularities. β multiplies log(1/(w-1)) (divergent at w=1); c_χ multiplies log L(w,χ) (finite at w=1 for fixed conductor).

3.3 Second-order reduction

Hypothesis CR-PMH-DS₂(12).

A₁(w) := Σ_{p∤12} [η(p) - Σ_{χ≠χ₀} c'_χ(0)·χ(p)] / p^w

A₂(w) := Σ_{p∤12} [η(p)² - Var(η) - Σ_{χ≠χ₀} c''_χ(0)·χ(p)] / p^w

Require A₁ and A₂ to admit analytic continuation in Re(w) > 1-δ. These are prime sums of fixed additive functions — standard Mertens type.

3.4 Numerical verification

traw Σβ(t)·log log Nres_raw
0.002.2082.780-0.572
0.102.2782.781-0.504
0.502.6852.818-0.134

x-flatness: res_raw ≈ -0.504 constant from x = 10⁵ to 10⁷. Scalar PMH-DS is already an excellent approximation. Character correction ~0.017 — formal correction, not numerical necessity.

3.5 Roy Reduction

Roy 2025's LSD for products of L-functions handles the second half: property P → LSD → coefficient extraction → SCF.

The first half (CR-PMH-DS → property P) remains to be proved. The analyticity of H₁₂ is the true gap — requires prime cancellation input.

Roy does not prove PMH-DS, but proves nearly everything except PMH-DS.

3.6 Second-Order Bridge Proposition

Proposition. If CR-PMH-DS₂(12) holds (A₁, A₂ analytic in Re(w)>1-δ), plus UBPD (Local Euler Factor Lemma controlling prime-power tail), then via Selberg-Delange derivative extraction:

(i) μ_{x,k} = λ·log x + k·a₁ + O(1), where a₁ = (log β)'(0).

(ii) Var(f | Ω=k) = k·a₂ + O(1), where a₂ = (log β)''(0).

Remark. Weaker than full SCF — gives only mean and variance k-linearity, not the full log-mgf. But sufficient for Conjecture 2.

§4 Shell-Depth Lemma

4.1 Theorem

Let S_k(y) := #{n ≤ y : Ω(n) = k}, ν_{x,k} := uniform measure on {n ≤ x : Ω(n) = k}, θ_x(n) := log x - log n.

Hypothesis (SS_Ω). There exist K > 0, a locally Lipschitz function Φ_K, and ε_x → 0, such that for all sufficiently large x, uniformly for x^{1/2} ≤ y ≤ x and 1 ≤ k ≤ K·log₂x:

S_k(y) = [y/log y] · [(log₂y)^{k-1}/(k-1)!] · Φ_K((k-1)/log₂y) · (1 + O_K(ε_x))

Remark. This is the standard Ω-Sathe-Selberg asymptotic. Gafni-Robles 2025 and Roy 2025 use equivalent forms.

Shell-Depth Lemma. Under (SS_Ω), for 0 ≤ u ≤ u₀ < 1, uniformly for 1 ≤ k ≤ K·log₂x:

log E_{ν_{x,k}}[e^{-uθ}] = -log(1+u) + O_{K,u₀}(ε_x + 1/log x)

The leading order is independent of k.

Remark. The theorem range is restricted to u ≥ 0 (decreasing weight n^{-u}). Extension to |u| < 1 requires stronger ratio bounds on small-t intervals; this is deferred. Application to Conjecture 2 requires only u ≥ 0.

4.2 Proof

(1) Counting ratio. From (SS_Ω), for x^{-1/2} ≤ t ≤ 1:

S_k(xt)/S_k(x) = t · (1 + O_K(ε_x + (1+|log t|)/log x)) ...... (R)

In the central window k ≤ K·log₂x, the k-dependent corrections are O(1/log x).

(2) Small-t truncation. Split [0,1] into [0, x^{-1/2}] ∪ [x^{-1/2}, 1]. The first segment uses the trivial bound 0 ≤ S_k(xt)/S_k(x) ≤ 1. Since u ≥ 0, ∫₀^{x^{-1/2}} t^{u-1} dt = O(x^{-u₀/2}) → 0.

(3) Main segment. By Abel/partial summation: E[e^{-uθ}] = 1 - u·∫₀¹ t^{u-1}·[S_k(xt)/S_k(x)] dt. Substituting (R) into [x^{-1/2}, 1]:

Main term = 1 - u·∫₀¹ t^u dt = 1/(1+u)

Error controlled by ∫₀¹ t^u·(1+|log t|) dt < ∞.

Hence E[e^{-uθ}] = 1/(1+u) · (1 + O(ε_x + 1/log x)).

(4) Take log. For 0 ≤ u ≤ u₀ < 1, 1/(1+u) is bounded away from 0; taking log yields the conclusion. ■

4.3 Finite-N correction

In the current data window (N = 10⁷, k = 2…14), E[θ|k] has local linear slope = -0.011/k. Multiplied by λ this gives +0.035 — an O(1/log x) correction visible at finite N, not a structural k-linear coefficient. At the theorem level, θ's k-drift = O(1/(log x · log₂x)) → 0 as x → ∞.

§5 μ⁻ Slope Decomposition

5.1 Decomposition formula

μ⁻ = λ·(log N - E[θ|k]) + E[ξ⁻|k] (exact identity, check = 0.000000 ✓)

5.2 Data

kE[θ]E[ξ_n]E[ξ⁻]μμ⁻μ-μ⁻
21.044+0.374+0.07447.4547.15+0.30
80.935-0.541+0.54646.8847.96-1.09
140.892-2.024+0.59445.5348.15-2.62

5.3 Finite-window local slopes (N = 10⁷, k = 2…14)

Note: These are finite-window local linear fits, not asymptotic coefficients. At the theorem level, θ contributes O(1/log x) → 0, ξ⁻ contributes O(1) (bounded parity shift).

Sourceμ slope (local)μ⁻ slope (local)theorem order
θ (-λ × (-0.011))+0.035+0.035O(1/log x)
ξ (shell / pred)-0.221+0.042O(1)
Total-0.186+0.077O(1)

(μ-μ⁻) slope = -0.263. μ decline driven by ξ(n)'s strong negative drift (P9). μ⁻ rise from θ and ξ⁻ contributing roughly equal shares (P7).

§6 Parity Constraint

6.1 Mechanism chain (P8)

High Ω(n)=k → n has many prime factors, more likely divisible by 2 multiple times → n even → n-1 odd → P⁻(n-1) larger → large primes have more positive η(p) → ξ(n-1) positive drift.

6.2 Quantitative verification

kE[Ω(n-1)]E[log P⁻(n-1)]P(n-1 even)E[ξ⁻]
24.601.130.817+0.074
82.654.700.049+0.546
142.584.920.001+0.594

Slopes: E[Ω(n-1)] declining -0.143/k, E[log P⁻(n-1)] rising +0.305/k, P(even) declining -0.058/k.

6.3 Even vs odd

kE[ξ|even]E[ξ|odd]diff
40.1590.373-0.214
80.2850.560-0.275
120.2970.604-0.307

Even n-1 has systematically lower ξ (η(2) more negative). At high k, even proportion drops dramatically → E[ξ⁻] pushed toward the more positive odd value.

6.4 Within-stratum drift

Stratified by Ω(n-1), E[ξ] rises with k within each stratum — not only a composition effect but also within-stratum drift (parity's second-order constraint on prime factor sizes).

6.5 Variance orthogonality

kVar(ξ⁻)
21.10
81.00
140.99

Var(ξ⁻) ≈ 1.0, k-independent. Conditioning changes the center but not the spread.

§7 PCF₂

7.1 Target

Prove μ⁻ = O(k), Var⁻ = O(k).

7.2 μ⁻ = O(k)

In the current finite window (N=10⁷), local fit gives μ⁻ ≈ λ·log x + 0.077k + O(1). At the theorem level, only O(1/log x) from θ + O(1) from ξ⁻ is claimed, yielding μ⁻ = λ·log x + O(k).

Sufficient for Conjecture 2's poly(k) target.

7.3 Var⁻ = O(1)

Var⁻(f) = λ²·Var(θ|k) + Var(ξ⁻|k) - 2λ·Cov(θ,ξ⁻|k) ≈ O(1) + O(1) + O(1) = O(1).

Data confirmed: Var(ξ⁻) ≈ 1.0, k-independent (P5).

Note: Var⁻ = O(1) requires two explicit inputs: (a) Var(ξ⁻|Ω=k) = O(1) (shifted-micro variance), (b) Cov(θ,ξ⁻|Ω=k) = O(1) (cross term). Both have strong numerical support but are not yet proved as theorems.

7.4 Strictification route

(a) θ contribution O(k): from Shell-Depth Lemma's O(1/log x) correction.

(b) ξ⁻ mean contribution O(1): high Ω(n) → n even → n-1 odd → E[ξ|odd] ≈ 0.5 (fixed constant). Parity constraint transmits a bounded shift.

(c) Var⁻ = O(1): requires shifted-micro variance input (Var(ξ⁻|k) = O(1)) and cross term input (Cov(θ,ξ⁻|k) = O(1)). Both numerically confirmed.

§8 Complete H' Closure Chain

Proposition 3 (a)(b)(c) (unconditional)
+ UBPD → Local Euler Factor Lemma

+ CR-PMH-DS₂(12) → Shell: μ = λ log x + O(k), Var(f) = O(k)

+ Shell-Depth Lemma → E[θ|k] k-slope = O(1/log x)
+ Parity-mean input → E[ξ⁻|k] = O(1) (bounded shift)
+ Shifted-micro variance input → Var(ξ⁻|k) = O(1), Cov(θ,ξ⁻|k) = O(1)
→ PCF₂: μ⁻ = λ log x + O(k), Var⁻ = O(k)
→ |μ-μ⁻| = O(k)

+ RT → E[(Δr̃)²] ≤ poly(k)

→ E[(Δf)²] = O(k²) → E[(ΔM_spf)²] = O(poly(k)) → Conjecture 2
→ Paper 44 chain → H'

Distance assessment

LayerInputStatus
PrimeProposition 3theorem
PrimeUBPD + Local Factorhypothesis + sketch
PrimeCR-PMH-DS₂(12)numerically verified + form determined
MacroShell-Depth Lemmatheorem
Shifted-meanParity → E[ξ⁻|k] = O(1)mechanism complete + numerically confirmed
Shifted-varVar(ξ⁻|k) = O(1)numerically confirmed (needs strictification)
ShiftedPCF₂ (composite)numerically confirmed
DPRThypothesis (numerical O(1) declining)
DPConj.2→H'Paper 44+42 chain

§9 SAE Interpretation

9.1 Three effects of conditioning

Ω=k conditioning simultaneously does three things:

(a) Compresses within-shell fluctuation (Var(f), Var(ξ) = O(1) — Paper 46 P5)

(b) Separates shell and predecessor means (μ-μ⁻ ≈ -0.26k — Paper 46 P1)

(c) Indirectly distorts predecessor factor structure via parity (ξ⁻ mean drift +0.042/k — this paper P8)

(a) and (b) were understood in Paper 46. (c) is this paper's new discovery. Together they constitute the complete microscopic picture of "conditioning bias."

9.2 Variance orthogonal, mean non-orthogonal

Conditioning changes ξ⁻'s center (mean drift) but not its spread (variance k-independent). This is the precise realization of SAE's "fluctuation is the intrinsic quantity" on the predecessor side: the magnitude of fluctuation is determined by the system's internal structure; conditioning can only shift the observation window's center.

9.3 Parity as arithmetic constraint propagation

n and n-1's factor structures are coupled through two channels: (1) shared θ (positional coupling), (2) parity constraint (even-odd coupling). (1) accounts for 89% of Corr(f,f⁻). (2) accounts for ξ⁻'s mean drift. Both are propagation of arithmetic constraints — structural, not random.

§10 Open Questions

1. Proof of CR-PMH-DS₂. Analytic continuation of A₁, A₂ prime sums. Possibly via Bombieri-Vinogradov or large sieve.

2. Strictification of parity constraint. High Ω(n) → n even → n-1 odd → E[ξ|odd] bounded. Requires sieve bound.

3. Global proof of UBPD. sup|δ_a(p)| < ∞.

4. Strict proof of RT. E[(Δr̃)²] ≤ poly(k). Data says O(1) and declining.

5. Can E[ξ(n) | Ω=k]'s -0.221/k be derived from η's prime-size distribution?

Data Sources

Scripts: pmh_uniformity.c, pmh_character.c, theta_latent.c, mu_slope_source.c, xi_drift_breakdown.c (C, gcc -O2). Data: ρ_E via DP min for n ≤ 10⁷+1.

References

[1] H. Qin. ZFCρ Paper XLVI. DOI: 10.5281/zenodo.19303511.

[2] H. Qin. ZFCρ Paper XLIV. DOI: 10.5281/zenodo.19247859.

[3] H. Qin. ZFCρ Paper XLII. DOI: 10.5281/zenodo.19226607.

[4] M. Verwee (2026). arXiv:2603.17682.

[5] A. Roy (2025). arXiv:2511.15928.

[6] A. Gafni, N. Robles (2025). arXiv:2502.05298.

[7] É. Goudout (2020). HAL:hal-02985866.

[8] R. Benatar (2024). arXiv:2408.16576.

[9] A. Mangerel (2016). Bivariate Erdős-Kac.

Acknowledgments

ChatGPT (Gongxihua): Complete proof of the Shell-Depth Lemma (Sathe-Selberg counting ratio + partial summation). Correct form of CR-PMH-DS(12) and character coefficient correction (c_χ(0)=0 by orthogonality). Roy reduction (property P's correct object is the (z,t)-family). Strategic reduction proposal (full PMH → CR-PMH-DS₂). Precise judgment that PMH-DS ≠ SCF ("Roy proves nearly everything except PMH-DS"). Fourier-Sub-PCF₂ proposal. Local Euler Factor Lemma sketch. Demotion of UL-strong to bonus (PMH is SCF's correct prime input).

Claude (Zilu): All numerical experiments (η residue-class uniformity, character-refined PMH verification, μ⁻ slope decomposition, ξ⁻ drift breakdown, parity verification). Text drafting, working notes v1–v5.

Claude (Thermodynamic thread): η–Dirichlet character independence judgment (partially corrected by data but core judgment "does not block PMH" confirmed). PMH-DS three-step attack route proposal.

Gemini (Zixia): First proposal of θ-mediated PCF architecture (Sub-PCF 1 + Sub-PCF 2 macroscopic/microscopic separation). Judgment that moment method cannot give O(1) log-mgf error. Bivariate Selberg-Delange as direct route suggestion.

Grok (Zigong): Identification of two gaps in Goudout + bridge route (ω→Ω transfer + shifted weighted additive moment). Priority judgment that θ-mediated dominates Goudout route. Series consistency confirmation.

Han Qin (author): A priori discovery of P8 (parity constraint) — identifying from data (P(n-1 even) dropping from 82% to 0.1%) that parity drives ξ⁻ drift. A priori audit methodology (incremental construction of P1–P9). Acceptance of strategic reduction. Proposal of μ⁻ slope decomposition.

Final text independently completed by the author.

ZFCρ Series · Paper XLVII

字符精炼素数输入、Shell-Depth 引理与 Parity-Mediated PCF₂

Han Qin (秦汉)  ·  ORCID: 0009-0009-9583-0018
DOI: 10.5281/zenodo.19323564

摘要

Paper 46 把 H' 的条件闭合归约到四个假设(UBPD, PMH-DS, PCF, RT)。本文在三个方向推进。

第一,发现 η(p) = ρ_E(p) - λ·log p 在 residue classes 上有系统性非均匀性(Q=12 的 between-class variance 占总 variance 的 17.6%),来自 p-1 的小因子结构。这促使把 scalar PMH-DS 升级为 character-refined CR-PMH-DS(12)——scalar 已是极好近似(残差 ≈ -0.504, x-independent),CR 是结构上更正确的理论形式。进一步做战略降级:Conjecture 2 只需一二阶 cumulant,full PMH-DS 降为 CR-PMH-DS₂(只控制 η 和 η² 的 character-projected prime sum)。

第二,Shell-Depth Lemma:θ = log N - log n 在 Ω=k 条件下的 log-mgf 主阶与 k 无关(A₁(u) = 0)。证明用 Sathe-Selberg 计数比 + partial summation。这改写了 PCF 的架构——θ 不是 PCF 的 k-线性主项来源。

第三,发现 μ⁻ 的有限窗口局部斜率(+0.077/k at N=10⁷)可精确分解为两个来源:θ 的 O(1/log x) 修正(贡献 46%)和 ξ⁻ 的 O(1) parity-driven shift(贡献 54%)。Parity constraint 的机制:高 Ω(n) → n 偶 → n-1 奇 → P⁻(n-1) 更大 → η 更正 → ξ⁻ 正偏移。Conditioning 通过 parity 链改变了 ξ⁻ 的中心但不改变其散布(Var(ξ⁻) ≈ 1.0 k-independent)。

PCF₂ 数值确认:μ⁻ = λ·log x + O(k) ✓,Var⁻(f) = O(1) ✓。在 theorem 层面,H' 的剩余缺口为:CR-PMH-DS₂ 的证明 + parity shift 的严格化 + UBPD + RT。

关键词: 整数复杂度,ρ-算术,character-refined PMH,shell-depth,parity constraint,predecessor drift,Conjecture 2,H' closure

§1 引言

1.1 问题

Paper 46(DOI: 10.5281/zenodo.19303511)把 H' 归约到四个假设:UBPD(uniform bounded prime-power defect),PMH-DS(prime mean hypothesis, Dirichlet-series 版),PCF(predecessor cumulant fibre),RT(remainder tameness)。

本文在三个方向推进:(1) PMH-DS 的 character refinement 和二阶降级,(2) Shell-Depth Lemma,(3) PCF 的 parity-mediated 架构。

1.2 先验

(P1) η 和 residue class 有系统性关联。 ρ_E(p) = ρ_E(p-1)+1,p-1 的小因子由 p mod q 决定。

(P2) 关联不阻挡 PMH。 β(t) 吸收主特征,residue bias 进入 log L(s,χ)。同阶于 t ≠ 同阶于奇性。

(P3) PMH 是外部数学输入。 SAE 不直接回答"Dirichlet series 是否延拓"。

(P4) θ-mediated 分离。 f(n-1) = λ·(log N - θ) + ξ⁻(n)。θ 的主阶 k-drift 为零(Shell-Depth Lemma),有限 N 下有 O(1/log x) 修正。ξ⁻ 有 O(1) 的 parity-driven shift。

(P5) 方差正交、均值非正交。 Var(ξ⁻) k-independent,E[ξ⁻] 有 k-drift。

(P6) θ 主阶与 k 无关。 Shell-Depth Lemma。

(P7) μ⁻ slope = θ 贡献 + ξ⁻ 贡献。 +0.077 = 0.035 + 0.042。

(P8) ξ⁻ 正 drift 来自 parity constraint。 高 Ω(n) → n 偶 → n-1 奇 → P⁻(n-1) 大 → η 正。

(P9) ξ(n) 负 drift 来自 small-prime dominance。 高 Ω = 小素因子 → η 负。

1.3 记号

同 Paper 46。额外记号:

η(p) := ρ_E(p) - λ·log p(centered prime residual)。

ξ 和 ξ⁻ 的定义(注意:均相对当前 n centering):

ξ(n) := f(n) - λ·log n

ξ⁻(n) := f(n-1) - λ·log n(不是 f(n-1) - λ·log(n-1))

这样 f(n) = λ·(log N - θ) + ξ(n),f(n-1) = λ·(log N - θ) + ξ⁻(n),其中 θ = log N - log n。两个分解共享同一个 θ,decomposition check 成为精确恒等式。

χ mod 12 的四个 characters:χ₀(principal),χ₃,χ₄,χ₁₂。c_χ(t) 的理论定义为 harmonic-prime Fourier coefficient:c_χ(t) ~ lim_{x→∞} [1/log log x]·Σ_{p≤x, p∤Q} e^{tη(p)}·χ̄(p)/p。数值近似用 classwise empirical mean c_χ^{emp}(t) := (1/φ(Q))·Σ_a e^{t·η_a}·χ(a)。本文表格中的数值来自 c_χ^{emp}。

1.4 主要结果

(1) η(p) 的 residue-class 非均匀性。 Q=12 between/total = 17.6%。Corr(η, χ₃) = -0.349。

(2) CR-PMH-DS₂(12)。 二阶版 character-refined prime input。数值成立。

(3) Shell-Depth Lemma(theorem-level)。 log E[e^{-uθ} | Ω=k] = -log(1+u) + O(ε_x + 1/log x)。

(4) μ⁻ slope decomposition + parity constraint。 +0.077 = θ(0.035) + ξ⁻(0.042)。Parity 机制完整。

(5) PCF₂ 数值确认。 μ⁻ = O(k) ✓,Var⁻ = O(1) ✓。

§2 η(p) 的 Residue-Class Structure

2.1 数据(N = 10⁷)

qbetween/totalCorr(η, χ)
312.2%-0.349
45.2%-0.228
1217.6%

2.2 Classwise η(Q=12)

a mod 12E[η]Var[η]
1-0.4230.548
5+0.0630.483
7-0.1280.533
11+0.4870.483

结构解释(P1):p ≡ 1 mod 3 ⟹ 3|p-1 ⟹ p-1 有小因子 ⟹ ρ_E(p-1) 更小 ⟹ η 更负。

2.3 Character coefficients

c_χ(t) 的正确定义:harmonic-prime Fourier coefficient

c_χ(t) ~ lim_{x→∞} [1/log log x] · Σ_{p≤x, p∤Q} e^{tη(p)} · χ̄(p) / p

数值近似用 classwise empirical mean。

χc(0)c'(0)c''(0)
χ₀1.0000.0000.621
χ₃0.000-0.2750.017
χ₄0.000-0.180-0.014
χ₁₂0.000+0.0320.103

c_χ(0) = 0 for χ ≠ χ₀(character orthogonality)。Residue bias 只从一阶进入非主特征。

§3 CR-PMH-DS₂(12)

3.1 战略降级

Conjecture 2 只用一二阶 cumulant。Full PMH-DS(|t| ≤ t₀ 的 full log-mgf linearization)远超需要。二阶版只需 η 和 η² 的 character-projected prime sum。

3.2 正确形式

CR-PMH-DS(12):

Σ_{p∤12} e^{t·η(p)} / p^w = β(t)·log(1/(w-1)) + Σ_{χ≠χ₀} c_χ(t)·log L(w,χ) + H₁₂(w,t)

H₁₂ 在 Re(w) > 1-δ 解析。

关键(P2): c_χ(t) 和 β(t)-1 同阶于 t,但乘的奇性不同。β 乘主奇点 log(1/(w-1)),c_χ 乘 log L(w,χ)(在 w=1 有限值)。

3.3 二阶降级

Hypothesis CR-PMH-DS₂(12).

A₁(w) := Σ_{p∤12} [η(p) - Σ_{χ≠χ₀} c'_χ(0)·χ(p)] / p^w

A₂(w) := Σ_{p∤12} [η(p)² - Var(η) - Σ_{χ≠χ₀} c''_χ(0)·χ(p)] / p^w

要求 A₁ 和 A₂ 在 Re(w) > 1-δ 延拓。这是两个固定 additive function 的 prime sum,标准 Mertens 型。

3.4 数值验证

traw Σβ(t)·log log Nres_raw
0.002.2082.780-0.572
0.102.2782.781-0.504
0.502.6852.818-0.134

x-flatness:res_raw ≈ -0.504 constant from x = 10⁵ to 10⁷。Scalar PMH-DS 已是极好近似。Character correction ~0.017——formal correction, not numerical necessity.

3.5 Roy Reduction

Roy 2025 的 LSD for products of L-functions 处理后半段:property P → LSD → coefficient extraction → SCF。

前半段(CR-PMH-DS → property P)仍需证明。H₁₂ 的解析性是真正的 gap——需要 prime cancellation input。

Roy 不是 PMH-DS 的证明,但他几乎证明了除 PMH-DS 之外的一切。

3.6 二阶 Bridge Proposition

命题(CR-PMH-DS₂ → shell 一二阶 cumulant)。 若 CR-PMH-DS₂(12) 成立(A₁, A₂ 在 Re(w)>1-δ 延拓),加上 UBPD(Local Euler Factor Lemma 控制 prime-power tail),则通过 Selberg-Delange 的 derivative extraction(对 K_{x,k}(t) 在 t=0 取一二阶导):

(i) μ_{x,k} = λ·log x + k·a₁ + O(1),其中 a₁ = (log β)'(0) 由 A₁ 的 Mertens 常数决定。

(ii) Var(f | Ω=k) = k·a₂ + O(1),其中 a₂ = (log β)''(0) 由 A₂ 的 Mertens 常数决定。

Remark. 这比 full SCF 弱——只给均值和方差的 k-线性性,不给整个 log-mgf。但对 Conjecture 2 足够。严格证明需要 Selberg-Delange 系数对 z 的导数的 uniform control——这在 Roy 的框架内是标准的(Section 8 的 Cauchy extraction)。

§4 Shell-Depth Lemma

4.1 定理

设 S_k(y) := #{n ≤ y : Ω(n) = k},ν_{x,k} := uniform measure on {n ≤ x : Ω(n) = k},θ_x(n) := log x - log n。

Hypothesis (SS_Ω). 存在常数 K > 0、局部 Lipschitz 函数 Φ_K、以及 ε_x → 0,使得对所有充分大的 x,一致于 x^{1/2} ≤ y ≤ x 和 1 ≤ k ≤ K·log₂x:

S_k(y) = [y/log y] · [(log₂y)^{k-1}/(k-1)!] · Φ_K((k-1)/log₂y) · (1 + O_K(ε_x))

Remark. 这是标准的 Ω-Sathe-Selberg 渐近。Gafni-Robles 2025 和 Roy 2025 均使用了等价形式。

Shell-Depth Lemma. 在 (SS_Ω) 下,对 0 ≤ u ≤ u₀ < 1,一致于 1 ≤ k ≤ K·log₂x:

log E_{ν_{x,k}}[e^{-uθ}] = -log(1+u) + O_{K,u₀}(ε_x + 1/log x)

主阶与 k 无关。

Remark. 定理范围限于 u ≥ 0(即 n^{-u} 递减权重)。扩展到 |u| < 1 需要对小 t 区间给出比平凡界更强的 ratio bound,留待后续。对 Conjecture 2 的应用只需 u ≥ 0。

4.2 证明

(1) 计数比。 由 (SS_Ω),对 x^{-1/2} ≤ t ≤ 1(注意下界是 x^{-1/2},不是 x^{1/2}):

S_k(xt)/S_k(x) = t · [log x / log(xt)] · [(log₂(xt)/log₂x)^{k-1}] · [Φ_K(...)/Φ_K(...)] · (1+O(ε_x))

在 central window k ≤ K·log₂x 中:log₂(xt)/log₂x = 1 + O(|log t|/(log x · log₂x)),指数 k-1 乘以相对变化后只留 O(k/(log x · log₂x)) = O(1/log x)。Φ_K 比值同理。于是

S_k(xt)/S_k(x) = t · (1 + O_{K}(ε_x + (1+|log t|)/log x)) ...... (R)

(2) 小 t 截断。 把 [0,1] 积分拆为 [0, x^{-1/2}] ∪ [x^{-1/2}, 1]。前段用平凡界 0 ≤ S_k(xt)/S_k(x) ≤ 1。因 u > -1(由 |u| < 1),∫₀^{x^{-1/2}} t^{u-1} dt = O(x^{-(1-u₀)/2}) → 0。

(3) 主段。 E[e^{-uθ}] = (1/S_k(x)) · Σ_{n≤x, Ω=k} (n/x)^u = 1 - u·∫₀¹ t^{u-1}·[S_k(xt)/S_k(x)] dt(Abel/partial summation)。

代入 (R) 到主段 [x^{-1/2}, 1]:

主项 = 1 - u·∫₀¹ t^u dt = 1 - u/(u+1) = 1/(1+u)

误差由 ∫₀¹ t^u·(1+|log t|) dt < ∞(u > -1)控制。

故 E[e^{-uθ}] = 1/(1+u) · (1 + O(ε_x + 1/log x))。

(4) 取 log。 |u| ≤ u₀ < 1 时 1/(1+u) 远离 0,取 log 得结论。■

4.3 有限 N 修正

在当前数据窗口(N = 10⁷, k = 2…14)内,E[θ|k] 的局部线性拟合斜率 = -0.011/k。乘以 λ 给出 +0.035——这是 O(1/log x) 修正在有限 N 下的体现,不是结构性的 k-线性系数。在 theorem 层面,θ 的 k-drift = O(1/(log x · log₂x)) → 0 as x → ∞。

§5 μ⁻ Slope Decomposition

5.1 分解公式

μ⁻ = λ·(log N - E[θ|k]) + E[ξ⁻|k](精确恒等式,check = 0.000000 ✓)

μ⁻ 的 k-slope = -λ · d(E[θ])/dk + d(E[ξ⁻])/dk

5.2 数据

kE[θ]E[ξ_n]E[ξ⁻]μμ⁻μ-μ⁻
21.044+0.374+0.07447.4547.15+0.30
80.935-0.541+0.54646.8847.96-1.09
140.892-2.024+0.59445.5348.15-2.62

5.3 有限窗口局部斜率(N = 10⁷, k = 2…14)

注意:以下数字是有限窗口的局部线性拟合,不是 asymptotic coefficients。在 theorem 层面,θ 贡献 O(1/log x) → 0,ξ⁻ 贡献 O(1)(bounded parity shift)。

来源μ slope(局部)μ⁻ slope(局部)theorem 量级
θ(-λ × (-0.011))+0.035+0.035O(1/log x)
ξ(shell / pred)-0.221+0.042O(1)
合计-0.186+0.077O(1)

(μ-μ⁻) slope = -0.263。μ 下降主因是 ξ(n) 的强负 drift(P9)。μ⁻ 微升来自 θ 和 ξ⁻ 各贡献一半(P7)。

§6 Parity Constraint

6.1 机制链(P8)

高 Ω(n)=k → n 有很多素因子,更可能被 2 多次整除 → n 偶 → n-1 奇 → P⁻(n-1) 更大 → 大素因子的 η(p) 更正 → ξ(n-1) 正 drift。

6.2 定量验证

kE[Ω(n-1)]E[log P⁻(n-1)]P(n-1 even)E[ξ⁻]
24.601.130.817+0.074
82.654.700.049+0.546
142.584.920.001+0.594

斜率:E[Ω(n-1)] 下降 -0.143/k,E[log P⁻(n-1)] 上升 +0.305/k,P(even) 下降 -0.058/k。

6.3 Even vs odd

kE[ξ|even]E[ξ|odd]diff
40.1590.373-0.214
80.2850.560-0.275
120.2970.604-0.307

偶数 n-1 的 ξ 系统性更低(η(2) 更负)。高 k 时偶数比例急剧下降 → E[ξ⁻] 被推向奇数的更正值。

6.4 层内 drift

按 Ω(n-1) 分层,每层内 E[ξ] 都随 k 微升——不只是组成效应,层内也有 drift(parity 对 within-stratum 素因子大小的二阶约束)。

6.5 方差正交

kVar(ξ⁻)
21.10
81.00
140.99

Var(ξ⁻) ≈ 1.0 k-independent。Conditioning 改变中心不改变散布。

§7 PCF₂

7.1 目标

证明 μ⁻ = O(k),Var⁻ = O(k)。

7.2 μ⁻ = O(k)

在当前有限窗口(N=10⁷)上局部拟合为 μ⁻ ≈ λ·log x + 0.077k + O(1)。但在 theorem 层面,只主张 θ 项 O(1/log x) + ξ⁻ 项 O(1),合计 μ⁻ = λ·log x + O(k)。

对 Conjecture 2 的 poly(k) 目标,这足够。

7.3 Var⁻ = O(1)

Var⁻(f) = λ²·Var(θ|k) + Var(ξ⁻|k) - 2λ·Cov(θ,ξ⁻|k) ≈ O(1) + O(1) + O(1) = O(1)。

数据确认:Var(ξ⁻) ≈ 1.0 k-independent(P5)。

注意: Var⁻ = O(1) 需要两个显式输入:(a) Var(ξ⁻|Ω=k) = O(1)(shifted-micro variance),(b) Cov(θ,ξ⁻|Ω=k) = O(1)(cross term)。两者均有强数值支持但尚未证明为定理。

7.4 严格化路线

(a) θ 贡献的 O(k) 来自 Shell-Depth Lemma 的 O(1/log x) 修正。

(b) ξ⁻ 均值贡献的 O(1) bounded shift:高 Ω(n) 的 n 几乎都是偶数 → n-1 几乎都是奇数 → E[ξ | odd] ≈ 0.5(固定常数)。parity constraint 传递一个 bounded shift。

(c) Var⁻ = O(1) 需要 shifted-micro variance input(Var(ξ⁻|k) = O(1))和 cross term input(Cov(θ,ξ⁻|k) = O(1))。两者数值已确认。

§8 完整 H' 闭合链

命题 3 (a)(b)(c)(unconditional)
+ UBPD → Local Euler Factor Lemma

+ CR-PMH-DS₂(12) → Shell: μ = λ log x + O(k), Var(f) = O(k)

+ Shell-Depth Lemma → E[θ|k] k-slope = O(1/log x)
+ Parity-mean input → E[ξ⁻|k] = O(1)(bounded shift)
+ Shifted-micro variance input → Var(ξ⁻|k) = O(1), Cov(θ,ξ⁻|k) = O(1)
→ PCF₂: μ⁻ = λ log x + O(k), Var⁻ = O(k)
→ |μ-μ⁻| = O(k)

+ RT → E[(Δr̃)²] ≤ poly(k)

→ E[(Δf)²] = O(k²) → E[(ΔM_spf)²] = O(poly(k)) → Conjecture 2
→ Paper 44 chain → H'

距离评估

输入状态
Prime命题 3theorem
PrimeUBPD + Local Factorhypothesis + sketch
PrimeCR-PMH-DS₂(12)数值成立 + 形式确定
MacroShell-Depth Lemmatheorem
Shifted-meanParity → E[ξ⁻|k] = O(1)机制完整 + 数值确认
Shifted-varVar(ξ⁻|k) = O(1)数值确认(尚需严格化)
ShiftedPCF₂(合成)数值确认
DPRThypothesis(数值 O(1) 下降)
DPConj.2→H'Paper 44+42 chain

§9 SAE 解读

9.1 Conditioning 的三重效应

Ω=k conditioning 同时做了三件事:

(a) 压缩 shell 内部的涨落(Var(f), Var(ξ) = O(1)——Paper 46 P5)

(b) 拉开 shell 和 predecessor 的均值(μ-μ⁻ ≈ -0.26k——Paper 46 P1)

(c) 通过 parity 间接扭曲 predecessor 的因子结构(ξ⁻ 均值 drift +0.042/k——本文 P8)

(a) 和 (b) 在 Paper 46 已经理解。(c) 是本文的新发现。三者共同构成了"conditioning bias"的完整微观图景。

9.2 "方差正交、均值非正交"

Conditioning 改变了 ξ⁻ 的中心(均值 drift)但不改变其散布(方差 k-independent)。这是 SAE 的"涨落是本征量"在 predecessor 侧的精确实现:涨落的大小由系统的内在结构决定,conditioning 只能移动观测窗口的中心。

9.3 Parity 作为 arithmetic constraint propagation

n 和 n-1 的因子结构通过两个渠道耦合:(1) 共享 θ(位置耦合),(2) parity constraint(奇偶耦合)。(1) 贡献了 89% 的 Corr(f,f⁻)。(2) 贡献了 ξ⁻ 的均值 drift。两者都是算术约束的传播——不是"随机"的,而是结构性的。

§10 Open Questions

1. CR-PMH-DS₂ 的证明。 A₁, A₂ 的 prime sum 延拓。可能用 Bombieri-Vinogradov 或 large sieve。

2. Parity constraint 的严格化。 高 Ω(n) → n even → n-1 odd → E[ξ|odd] bounded。需要 sieve bound。

3. UBPD 的全局证明。 sup|δ_a(p)| < ∞。

4. RT 的严格证明。 E[(Δr̃)²] ≤ poly(k)。数据说 O(1) 且下降。

5. E[ξ(n) | Ω=k] 的 -0.221/k 能否从 η 的 prime-size distribution 精确推导?

数据来源

脚本:pmh_uniformity.c, pmh_character.c, theta_latent.c, mu_slope_source.c, xi_drift_breakdown.c(C, gcc -O2)。数据:ρ_E via DP min for n ≤ 10⁷+1。

参考文献

[1] H. Qin. ZFCρ Paper XLVI. DOI: 10.5281/zenodo.19303511.

[2] H. Qin. ZFCρ Paper XLIV. DOI: 10.5281/zenodo.19247859.

[3] H. Qin. ZFCρ Paper XLII. DOI: 10.5281/zenodo.19226607.

[4] M. Verwee (2026). arXiv:2603.17682.

[5] A. Roy (2025). arXiv:2511.15928.

[6] A. Gafni, N. Robles (2025). arXiv:2502.05298.

[7] É. Goudout (2020). HAL:hal-02985866.

[8] R. Benatar (2024). arXiv:2408.16576.

[9] A. Mangerel (2016). Bivariate Erdős-Kac.

致谢

ChatGPT(公西华): Shell-Depth Lemma 的完整证明(Sathe-Selberg 计数比 + partial summation)。CR-PMH-DS(12) 的正确形式和 character coefficient 修正(c_χ(0)=0 by orthogonality)。Roy reduction(property P 的正确对象是 (z,t)-family)。战略降级建议(full PMH → CR-PMH-DS₂)。PMH-DS 不等于 SCF 的精确判断("Roy 证了除 PMH-DS 之外的一切")。Fourier-Sub-PCF₂ 建议。Local Euler Factor Lemma sketch。UL-strong 降级为 bonus(PMH 才是 SCF 的正确 prime input)。

Claude(子路): 全部数值实验(η residue-class uniformity, character-refined PMH verification, μ⁻ slope decomposition, ξ⁻ drift breakdown, parity verification)。文本起草,working notes v1-v5。

Claude(热力学 thread): η 和 Dirichlet 特征独立性判断(被数据部分修正但核心判断"不阻挡 PMH"正确)。PMH-DS 的三步攻击路线提出。

Gemini(子夏): θ-mediated PCF 架构的首次提出(Sub-PCF 1 + Sub-PCF 2 的宏观/微观分离)。Moment method 不给 O(1) log-mgf 误差的判断。Bivariate Selberg-Delange 作为直接路线的建议。

Grok(子贡): Goudout + bridge 路线的两个 gap 识别(ω→Ω transfer + shifted weighted additive moment)。θ-mediated 优于 Goudout 的优先级判断。系列一致性确认。

Han Qin(作者): P8(parity constraint)的先验发现——从数据(P(n-1 even) 从 82% 降到 0.1%)识别出 parity 是 ξ⁻ drift 的驱动力。先验审计方法论(P1-P9 的逐步构建)。战略降级的接受。μ⁻ slope 分解的提出。

最终文本由作者独立完成。